Friday, November 13, 2015

Putin the Peacenik

The Russian intervention in Syria is actually a positive step toward an end to the nightmare that the Syrian civil war has become, To see why what has been widely regarded in the United States as a major negative event, is a potentially positive development, it is necessary to dispel some myths..

Myth. # 1: Bashar al Assad is the bogeyman who singlehandedly turned Syria’s Arab Spring moment into a nightmare.

The popular image of a “dictator” is a solitary figure -- probably crazy -- who says “jump” and all his minions ask “how high?” In fact the Syrian regime that has grown up in the 40 years since Hafez al Assad came to power in military coup rests on an interlocking elite sitting atop the military, economic and political establishments. Bashar is the accidental face of that regime. (His older bother, who was being groomed to take over, died in a helicopter crash and Bashar was called back from his career as a eye doctor in London to take over.)

There was a great deal of hope in Syria when Bashar took over after his father’s death in 2000. The regime that had been markedly successful in the 1980s in developing the economy, expanding education and health care, improving the lives of rural peasants and creating an urban middle class, had become old and tired. Instead of infusing new blood into the tired old elite, getting the economy back on track, reducing corruption, and allowing greater latitude for political expression, Bashar fell under the sway of his father’s inner circle and there were no reforms, no progress, and declining support for the regime.

There is no doubt Bashar al Assad is ultimately responsible for the decision to respond to peaceful protests in 2010 with unrestrained force. There is no doubt that Bashar al Assad is ultimately responsible for the decision to use chemical weapons against Syrian protesters. But he is not solely responsible for those decisions and may not have initiated them. Bashar is the single most influential figure in the Syrian elite. But faced with strong agreement by the top military brass and/or governmental ministers, he is powerfully constrained to go along.

Myth #2: Bashar al Assad could have been thrown under the bus by the Syrian elites.

The relevant example seems to be Egypt. Faced with massive unrest and protests, the Egyptian military and political powers that be chose to arrange for the ouster of Hosni Mubarak rather than engage in bloody repression. The Syrian elite could have done the same thing.

Yes, they could have, but one of the most glaring differences between Egypt and Syria is the nature of the elite. The Egyptian elite was relatively broadly based in Egyptian society and, particularly the military wing, had a high degree of legitimacy, even among those most opposed to Mubarak.

But the Syrian elite is drawn heavily from the Alawite minority. The vagaries of history and geographical isolation created a tightly knit community in a mountainous area of rural Syria that was regarded with suspicion and disdain by their neighbors. Faced with periodic persecution and aggression, the Alawites developed a distinctive culture that included a version of Shi’a Islam that relied on esoteric teachings known only to the elders of the community. French colonial policy in Syria after World War I, as elsewhere in the world, actively recruited members of minority communities to participate in the administration. A key to Hafez al Assad’s rise to power was a cadre of fellow Alawite military officers.

The Egyptian elites could coolly calculate that Mubarak could be removed from power without threatening their own status and position. But the Syrian elite perceived an attack on al Assad as an attack on the Alawites and feared that they and their community would be swept away if they opened the flood gates.

President Obama was widely criticized for his slow and lukewarm response to the anti-Mubarak movement in Egypt. He seems to have been determined not to make the same mistake in Syria and early in the game announced that Assad had to go. That encouraged the protestors but also made it more likely that the Damascus elites would resist change.

Myth #3 The “Syrian Civil War” is a Syrian civil war

There are multiple dimensions of war in the area marked “Syria” on maps. At the local level, there is conflict between a shifting array of militias and armed groups and the Syrian armed forces.

There is no single entity opposed to the Syrian regime. There are mostly small local militias organized around a leader, often a local notable or tribal chief and there are Islamist fighters in several distinct groups. While they all share the loose goal of getting rid of the Assad regime, they are more often divided by regional and local issues, and distinct visions of what the ideal future looks like. On any given day two or more of these groups may be cooperating; it is equally likely they are shooting at each other. The distinction often made in the West between “Jihadists” and “moderates” gets cloudier and less useful the closer to the Middle East one gets.

Almost from the beginning forces outside Syria got involved. Some came to support the regime; some came to oppose it. On the one hand, Iran offered aid and comfort to its long time friends in Damascus and Hezbollah sent thousands of fighters from Lebanon to aid in the cause. On the other hand, some money and arms flowed from the Gulf States and a great deal of money and arms came from Saudi Arabia to the diverse forces fighting the regime. For Hezbollah the issue was preserving supply lines for weapons. For Iran and Saudi Arabia, the immediate issue was influence in the region. The broader issue was what each perceives as a struggle between Shi’a and Sunni states for the future of Islam.

The interlocking conflicts moved to yet another dimension with the increasing involvement of the United States, France and Britain. The use of poison gas, the indiscriminate bombing of civilians including the use of so-called barrel bombs, the flood of refugees to neighboring countries and hundreds of thousands of refugees moving from one part of Syria to another resulted in the involvement of a host of international agencies. The UN Security Council called for an end to the conflict. A series of talks, or at least talks about talks, have gone nowhere.

A seriously complicating factor (as if the situation were not complicated enough already) has been the sudden and surprising emergence of the group known variously as ISIL, ISIS, the self-styled Islamic State, or just plain Islamic State. Moving quickly out of their original base in Iraq, ISIS fighters have gained control of a significant area in Syria, often by defeating local militias or a Jihadist group. The most important fact of ISIS involvement in Syria has been providing a common enemy for everyone else.

Myth #4 Putin is Just Out to Cause Trouble in Syria

Saying “Putin” when what you mean is “the various groups, organizations, individuals and interests that shape Russian foreign policy decisions” is convenient shorthand but it obscures far more than it reveals. The Russian government is a constellation of large bureaucracies, each with its own turf and interests. Putin is undoubtedly the most important player in decision making but he is not alone. And the menu of options from which Putin and his advisors choose, the assessment of the risks and rewards of those options, and the details of implementing decisions are defined by agencies and bureaus with their own perspectives and ways of doing things.

Vlad did not wake up one morning and say to himself, “It’s a fine fall morning. I shall send some troops and a wing of fighter bombers to Syria because Obama is a wimp and I can get away with it. And, oh yeah, I’ll tell the pilots to turn off their transponders so they can fool the Americans.”

Governments always have multiple reasons for what they do. And what they do is always the result of an interaction between the goals, intentions and interests of the people making the decision and the situation in which they find themselves. Political psychologists talk about “the fundamental attribution error”: when we think about our own behavior we focus more heavily on the situation we’re in; when we think about other people, we focus more heavily on what kind of people they are. When we think seriously about U.S. policy in Syria, we take into account the difficult and confusing situation on the ground and the assets available to the U.S., as well as President Obama’s strengths and weaknesses and the quality of his advisors. But when we think about Russia’s actions, we tend to put more emphasis on our understanding of Putin and far less on such factors as the long standing relationship between Damascus and Moscow, or the consequences for Russia if the al Assad regime is replaced by Islamists.

The Potential Positive Consequences

From an international perspective, there are two primary struggles in Syria: against al Assad and against ISIS. Of course, it isn’t that simple. For the U.S. and our friends, making sure that al Assad is not replaced by radical Islamists is critical, which immensely complicates things. There’s been a long and frustrating search for “moderate” anti-regime groups to support, the embarrassing spectacle of the small contingent of Syrian fighters trained and equipped by the U.S. at enormous cost who lost or surrendered their equipment to Islamist fighters almost as soon as they crossed the border into Syria. Groups like al Nusra are good guys because they are fighting al Assad and sometimes ISIS; they are very bad guys because they are ideological kin to al Qaeda.

The Russian military has changed the dynamics in Syria. Their air strikes and cruise missile attacks have supported a renewed offensive by the Syrian army and the recapture of a few strategic assets from rebel forces. Any damage done to ISIS is a more or less accidental bonus. (The bombing of the Russian airliner over the Sinai Peninsula is unlikely to change Russian goals or behavior.) Whatever hopes opponents might have had that the Syrian army and/or regime was on the verge of collapse have vanished.

The immediate impact has been significant: Iran, a critically important player has now been invited to join the talks about talking about talks that have been held periodically in Vienna. And the Russians tabled a proposal for a transitional regime that was immediately rejected by everyone else. But reading between the lines it did suggest that al Assad would not necessarily remain in power indefinitely. If a bus came along some months from now and al Assad were standing close to the curb ...

For the first time in five horrific years, it is possible to see the first faint outline of an end game. The initial stages of the bargaining process include the understanding that there is a “hurting stalemate”( it’s a no-win for everyone) and getting the involvement of all the key players.

The Russian intervention in the Syrian civil war has shattered any illusions that the regime can be defeated on the battlefield. But even the regime’s most ardent supporters do not think the Syrian military can ever hope to regain control of the country.

If Iran agrees to participate, the major international players will be involved in talks about Syria’s future. Getting representatives of the patchwork of rebel factions, and the al Assad regime to agree to join the discussions will be a major hurdle.

There is a painfully long way to go before there will be any hope the suffering of Syrians will end and certainly no guarantee that some kind of solution will emerge in Vienna, let alone on the ground.

Whatever he may have intended in getting involved in Syria, Vladimir Putin has tilted the odds toward peace.

Thursday, November 5, 2015

From Problem to Crisis to Chronic Condition: Refugees In Europe



Over the past few years tens of thousands of people have made an arduous and perilous journey from their homes in Africa to Europe.  Endemic violence and anarchy in Somalia, brutal civil war in Sudan, an increasingly violent and repressive government in Eritrea, and the chaos that has descended on Libya after the ouster of Qadhafi have impelled desperate people to pay smugglers for the opportunity to board boats in Egypt, Libya or Morocco and hope to land in Greece, Spain or Italy.  The journey across the Mediterranean is usually miserable and all too often fatal.  Somewhere between one and two thousand people have drowned each year when overloaded, decrepit boats or flimsy rubber rafts sank.  (As I am finishing this blog entry the Spanish coast guard is announcing that a raft trying to cross the 9 miles from Morocco to Gibraltar overturned in high seas.  Fifteen people were rescued, 11 people died.)

The countries of the European Union have developed processes and policies for dealing with this influx.  Migrants are held in camps until they can be registered, then permitted to travel within the European Union to a country where they can hope to be given a residence permit.  Germany and Sweden have been the preferred destinations because their strong economies and relatively low unemployment have led to more liberal criteria for issuing temporary residence permits that allow people to seek jobs and find a place to live.  France has long been a magnet for people from their former North African colonial possessions, especially Algeria.

Ultimately each migrant=s case will be reviewed by a local court to determine if the person will be allowed to stay or must return home.  The decision will hinge on whether the applicant is deemed an economic migrant or political refugee. [Click here if you want a discussion of the various international legal categories of people who have been left their homes.]

The system worked reasonably well until this summer when the flow of people was more than doubled by desperate Syrians.  The EU countries accommodated some 250,000 migrants in 2014; more than one million will have arrived by the end of this year.  The approaching winter weather will slow the flow somewhat but will make even more miserable for those on their way or who have already arrived.

I want to address three major points: 


  • why the sudden influx of Syrians;
  • the short term impact of the crisis;
  • the longer term implications for Europe


Why the sudden surge in Syrian refugees?

Five years of civil war have forced roughly half of all Syrians to flee their homes.  Around 7.5 million of the  12 million Syrians who have been displaced by the war have stayed within the country.  Those who have left Syria have ended up in Iraq, Turkey, Lebanon and Jordan.  While some have found shelter with relatives or have had enough resources to live on their own, most have ended up in refugee camps in Turkey or Lebanon run by a collection of international NGOs (Non-Governmental Organization).
Desperate Syrian refugees began showing up in significant numbers in the flow of people from North Africa to Europe in the spring of 2015.  The increasing flow of people and some highly publicized sinkings of boats carrying hundreds of refugees led to a shift in strategy by European countries.  Patrols by Spanish, Greek and Italian naval vessels increased sharply in an attempt to curtail the smuggling traffic, as well as respond to ships in distress. 

A combination of push and pull factors has fueled this year’s Syrian exodus. 

The biggest push has been the steadily worsening conditions in the countries of refuge.  More people cross the border from Syria every day, swelling the population in the refugee camps or joining the thousands of their countrymen who have the means to rent some shabby living quarters and buy enough food to survive or who find shelter with relatives.  Syrian refugees get food aid from the UN’s World Food Programme but donations from member countries have not kept pace with demand and the amount of food aid has been slowly decreasing since last January and more cuts loom in the days ahead.  Each day life in Turkey, Iraq, Lebanon or Jordan gets a little more difficult.  The World Food Programme has just announced that they will have to start classifying recipients in terms of how badly they would suffer if food aid were cut off.  The shortage of funding may mean they will have to restrict food aid to individuals and families who would starve without it. 

One major pull factor has been the belief that life in Europe will be better than the camps.  This has been fueled by reports from those who have survived the treacherous journey that Germany is particularly welcoming. 

A second pull factor has been the creation of an overland route to Europe.  The EU crackdown on the Mediterranean routes plus the economics of the sordid business of smuggling desperate and vulnerable people from the Middle East to Europe encouraged the development new routes.  All you need is a long haul truck and driver who meets “clients” somewhere in Turkey,  instead of moving people from Lebanon or Jordan down to North Africa then procuring passage on a boat to cross the Mediterranean. The number of smugglers has increased substantially and the cost of the journey has dropped.  By some accounts the standard rate was $6,000 per person for a trip to Europe in January of this year, while it is now about $1500.  In the same week that the heartbreaking photo of a 3 year old boy who drowned off the coast of Turkey became a social media sensation, a truck with 60 decomposing bodies was discovered in Austria … apparently abandoned by smugglers who were on the verge of being apprehended.

The result was the arrival of thousands of migrants, primarily Syrian but also Afghans and Pakistanis, at the Hungarian border every day beginning in the late spring.  Unable to register and process the wave of migrants, Hungary initially loaded migrants onto buses and trains and expedited their arrival in Austria.  But soon Hungarian authorities tried to stem the flow altogether by building fences and barriers in their borders with Serbia, Croatia and Slovenia.  They were quickly forced to relent by pressure from the rest of the EU and the flow of desperate people continues, putting pressure on governments to cope.  Meanwhile thousands of people keep arriving from across the Mediterranean. 

The members of the EU have tried to respond to the administrative, financial and political burdens the migrants have placed on member countries with a package of financial assistance and waiving the requirement that migrants register in the first EU country they enter.  This shifts much of the burden to Austria and Germany, and to a lesser extent France and Sweden.

Germany has shouldered the primary responsibility for housing the migrants and adjudicating their status. Political refugees are entitled to residence permits in Germany and eligible to look for work and accommodations outside settlement camps.  Economic migrants are subject to being returned their home countries.

Some Syrians and many migrants from Pakistan or sub-Saharan Africa would like to make it to the United Kingdom where they have relatives or acquaintances from their home countries.  Since they lack formal authorization to enter the UK, a favored strategy is to make it to the city of Calais, the French terminus of the Chunnel, and hop onto one of the many trains ferrying cars and truck on flatbed rail cars under the English Channel.  “The Jungle” is the aptly named informal settlement that houses some 10,000 migrants outside Calais while they wait to try their luck.



Short Term Impacts


  •  For those who survive the perils and rigors of the long trek through the Balkans to Western Europe or the dangerous trip across the Mediterranean in overloaded, often decrepit boats, the major short term impact is that life is markedly better.  Germany may end up housing as many as 800,000 migrants by the end of the year in camps that are cleaner, safer, and with more certain access to food and medical care.

  • For the governments at whose doorsteps the migrants first arrive, particularly Greece, Spain, Hungary and Italy, there is a large financial burden in providing temporary shelter and humanitarian services to a growing number of people.  There is the cost of processing each migrant, examining papers and registering people before they can move on to their desired destination elsewhere in Europe.  And there is the logistical challenge of physically moving people from the entry point across the country. 
  • For governments like Germany who have become the destination of choice for migrants, there are the financial and logistical challenges of taking care of such a large number of people.  (One might even say a staggering number of people: if there really are 800,000 migrants by the end of the year, that will be equal to 1% of the German population.  If that were to happen in the U.S. it would mean about 3.2 million people!)
  • For the European Union as a whole coordinating efforts to deal with the crisis and the impact on local governments has been politically challenging.  Efforts to develop an EU-wide approach have often been stalled by the sharp differences in short term interests among member states.
  • The EU is attempting to negotiate an arrangement with the government of Turkey to expand and improve refugee facilities in Turkey.  The obvious hope is that better living conditions just across the border from Syria will encourage refugees to stay put.  Turkey has tried to strike a hard bargain, asking for not only more financial support but also progress on the long stalled negotiations to join the European Union.
     
  • I think there is relatively little the U.S. can do in this situation.  I think the practical issues, from transporting people to the U.S. to the lack of facilities for housing thousands of people while their status is determined, make it unlikely that we could offer refuge to enough Syrians to make a difference.  In addition, a proposal to bring thousands of refugees to the U.S. in the next few months might well ignite a political firestorm .  The initial reaction to the Obama administration’s announcement of a slight increase in accepting refugees over the next three years included charges by some Republican Presidential contenders that terrorists would lurk among the refugees and put us at risk. 


Longer Term Impacts


  • Helping refugees adapt to life in Germany or elsewhere is an enormous task.  Imagine what kinds of help you might need if you suddenly found yourself in a country where you did not speak the language, were unfamiliar with the culture, were priced out of all but the most rudimentary housing, and could not expect to find any but the most menial job.  And if you had young children ....
  • The longer war rages in Syria, the greater the economic and political strain on host nations.    Europe has far less experience with immigration than the U.S. and arguably less tolerance for diversity.
  • There has been an initial outpouring of support and sympathy from many people in Europe.  German public opinion has been strongly supportive of the government’s leading role in dealing with the crisis.  Individuals from all over Europe have volunteered money and time to help with the crisis.  But the longer the crisis goes on, the more likely it is that people will become increasingly sensitive to the costs of hosting so many refugees.  The anti-immigrant, xenophobic, faintly Fascist appeals of extreme right wing parties will sound more reasonable to a growing number of people (this is already happening in Hungary) and resentment of and discrimination against refugees will become a significant problem. Neo-Nazis in Germany, the National Front in France, and Greece’s New Dawn are a few examples of parties currently far to the right of the mainstream who might be expected to gain support as the problems posed by refugees and migrants continue.
  • There are some people who argue that the great wave of migrants is actually a great benefit for Europe.  The optimistic, perspective points out that Europe has a long term demographic problem.  The birth rate in many countries has fallen below replacement level: populations are growing older and smaller.   There are fewer workers to fill available jobs and shoulder the burden of supporting a growing number of retirees.  In the medium to long run, settling both refugees and economic migrants in Europe would offset the graying of the population and forestall an economic crisis.


The road ahead

The sudden addition of hundreds of thousands of Syrian refugees to a persistent flow of migrants from Africa, Afghanistan, Pakistan and elsewhere in the Middle East transformed a persistent problem into a highly visible crisis. 

I think the flow of Syrians refugees will slow sharply as winter sets in and travel to Europe gets even more difficult and dangerous.  The flow may not resume at the same level next spring because conditions in the countries bordering Syria will improve, there will be fewer Syrians with the financial means to pay smugglers, and the challenges imposed on Western European economies and political systems by the large number of refugees who have arrived this year will reduce the attractiveness of those countries to new refugees.

I do not think the hardships and disruptions suffered by Syrians who have been forced from their homes will end very soon.  While there is some reason to think that a political process is beginning to emerge that could lead to an end of the worst of the violence in Syria, that is probably many months away and in the meantime the level of violence will probably escalate.  I will try to address those issues in the next blog entry.

Side Note On International Law

International law and the international community in general recognize three types of migrants.
One is the internally displaced person, someone who has been forced to move by war,
persecution or economic distress who stays within their native country.  The second group is
refugees, who have been forced from their home country by war or persecution.  And the third
group is economic migrants, people who have left their home country in search of jobs.

Internally displaced persons are the responsibility of their own government, which may or may
not choose to accept assistance from international non-governmental organizations and UN
agencies.

There is a significant debate going on among international relations scholars and human rights
organizations over the notion of "sovereignty."  The traditional understanding, rooted in four
centuries of theory and practice and strongly advocated by countries such as China and Russia, is
that "sovereignty " means that how a country conducts affairs inside its own borders is nobody
else's business.  The emerging revisionist perspective argues that the right of sovereignty comes
with a "responsibility to protect" and that gross abuses of people by their own government may
justify intervention by the international community. 

Refugees have a distinctive legal status and there is general acceptance of the idea that countries
are obliged to offer some shelter and haven to people who would be in grave physical danger in
their home country because of war or systematic persecution. 

Economic migrants have no international legal status.  They are at the mercy of the host country,
generally tolerated as long as they fill a need and do not provoke a backlash from the local
citizens, but always vulnerable to abuse by unscrupulous employers and in danger of becoming
scapegoats when the local economy turns down