One of the points
President Obama made in his note to President Trump is: "It's
up to us, through action and example, to sustain the international
order that's expanded steadily since the Cold War."
Just within the last
few days international news has included a seemingly endless brutal
civil war in Syria; an equally brutal war in Yemen that has morphed
from civil strife to a devastating proxy war between Saudi Arabia and
Iran; the slow motion crisis on the Korean peninsula; tensions and
conflict in the South China Sea; the resurgence of anti-democratic,
hyper-nationalist movements in Europe; a humanitarian crisis in South
Sudan, among other problematic situations. It’s easy to ask
skeptically, “What ‘international order’ are we talking
about?”
I think we need to
clear away some conceptual underbrush before we can talk about what
Obama meant by “the international order” and why it is up to us
to do something to sustain it.
1) The international
system is anarchic;
2) Cooperation is
often hard to see and is boring;
3) Conflict takes
care of itself; cooperation requires care and feeding;
4) The role of
institutions and norms
Anarchy.
In its original
sense, “anarchy” means a situation in which there is no
overarching authority. The connotations of violence and chaos arose
from one strain of anarchist thought in the late 19th and
early 20th centuries.
An underlying
principle of international relations since the inception of
nation-states is that there is no authority above the nation-state.
That does not mean that international relations is a war of all
against all or that cooperation and peace are impossible. But it
does make it more difficult.
Cooperation is
often hard to see and is boring.
Cooperation can be
hard to see because it is not news and not an immediate threat.
“News” is, by definition, something out of the ordinary, and
often something that seems threatening. Wars and violence stand out
against a background of overwhelmingly peaceful and cooperative
relations within and between countries. Today’s headlines are not
dominated by stories about French-German relations because there is
nothing going on between the two couturiers, but because the host of
daily interactions of the governments and citizens of the two
countries are cooperative and routine.
Cooperation is also
hard to see because it is boring. Successful cooperation leads to
solving problems and avoiding bad outcomes. The International Civil
Aviation Organization is an international body, headquartered in
Montreal that regulates international air travel by getting states to
negotiate and agree to rules and standards. One of its achievements
is making English the language that all pilots and all air
controllers must use.
Super trivia that
has absolutely nothing to do with your life? Except that if there
were no agreed upon global standard, a pilot would have to know the
language of every country she was flying over to talk to the air
controllers and the language of the country she was flying to in
order to land successfully. And there would be some tragic
accidents, which would make the news.
Conflict Takes
Care of Itself; Cooperation Requires Care and Feeding.
Think of two
individuals who really dislike each other and clash consistently.
Neither has to wake up in the morning and worry about keeping the
feud going; they can be sure the other will do something aggravating
and obnoxious. On the other hand, a friendship does require some
attention ot the relationship. Someone has to make an effort to keep
in touch, to respond to the other person’s feelings and needs, to
make sure to avoid “out of sight, out of mind.”
Two of the most
important aspects of conflict and cooperation are the order in which
costs and benefits occur and scarce, biased information.
Conflict is a lot
like a bad habit – the benefits come now, costs come later. The
pleasure of that large banana split is immediate; the bad news that
you've gained weight comes tomorrow. There are benefits to national
leaders from conflict; the most notable is the “rally round the
flag” phenomenon. Most of the costs of a conflict unfold over
months or years. Cooperation, on the other hand, often entails
giving up some immediate good thing or paying for something now in
exchange for being better off later on.
In international
politics information is scarce and biased toward the short term.
Many governments can get quite good information about what is
happening within their own borders but it is much harder to find out
what is really happening elsewhere in the world, especially in less
developed areas. And even when you do have good information, it
tends to be most accurate and reliable about the immediate past and
near future. It is far easier to be pretty sure about what will
happen tomorrow or next week or even next year than to look ten years
in the future. (And most world leaders do not expect to be in office
and responsible ten years from now.)
The Impact of
Institutions.
An institution, an
established body of procedures and rules, can affect the costs and
benefits for states. For one thing, they can reduce the costs of
cooperation by taking advantage of economies of scale and by burden
sharing. For example, the successful global campaign to eradicate
smallpox did not require each country to come up with its own plans,
drugs and medical personnel. The World Helath Organization marshaled
the expertise to develop vaccination programs, the field workers to
carry them out and the money to pay for them. A more poignant
example is the onset of World War I, when many of the leaders
involved in the headlong rush to mobilize and attack believed that
the war could be avoided if only the national leaders could meet and
talk face to face. But in the absence of an institution like the UN
where meetings can be arranged almost immediately, setting up an
international summit would take weeks, if not months, and in the
meantime the armies were racing toward their bloody embrace.
Institutions can
significantly lessen the problems with information. First, they can
generate information that no single country can get on its own. In
the 1980’s some countries had pretty good information on
temperature changes over time within their borders; most did not.
And most countries neither knew nor cared about changes in Arctic.
But the World Meteorological Organization provided a forum for the
cooperative exchange of climate information and support for
scientists trying to measure climate in less developed countries.
This created information about the planet as a whole and provided the
first solid evidence of climate change. Evermore institutions can
introduce what economists refer to as “the shadow of the future”
providing information about what is likely to happen. The
Intergovernmental Panel on Climate Change (winner of the 2007 Nobel
Peace Prize) has been instrumental in convincing [most] governments
that they need to cooperate now to avoid more serious problems in the
future.
Norms.
Anarchists supposedly believe that there are no laws, only
suggestions. But most states do accept the existence and relevance
of international law, and international relations scholars have
increasingly emphasized the emergence of norms that guide state
behavior. For example, it is almost universally agreed that it is no
longer legitimate to acquire territory by conquest. In the last 70
years the UN General Assembly has been a major source of declarations
and conventions that attempt to establish guidelines for how states
treat their own citizens, as well as deal with each other. Even
countries who actual policies make a mockery of declarations on the
status of women, for example, file reports with the UN and proclaim
their progressive societies. As the French philosopher said,
“hypocrisy is the homage vice pays to virtue.” And it can be
shown that international norms do, over time and incrementally,
influence countries’ national policies.
Institutions
and Norms: The International Order in
the Early 21st Century.
Generals, it is
asserted, are always prepared to fight the last war. Peacemakers, it
seems, are always prepared to prevent the last war. The League of
Nations, for example, was clearly designed to prevent World War I.
In 1942, before the
Battle of Midway checked the Japanese advance in the Pacific, or the
British defeated the Germans in North Africa and long before the
Soviets defeated the Germans at Stalingrad, the United States began
planning for the post war world and much of that planning reflected
an attempt to avoid the problems that led to World War II. But as
the planning became multi-national, including Britain, France and The
Soviet Union in the discussions, the focus widened from the immediate
causes of the war to a large scale restructuring of international
relations. While much of the inspiration remained the trauma of
World War II, the architects deliberately built flexibility into the
proposed institutions and left many of the details to be resolved by
future negotiations.
The result was the
modern international order: a set of institutions and norms that
could grow and evolve even in the face of completely unforeseen
circumstances to create the fundamentally cooperative background of
the world we live in today and offer our best chance to avoid a
cataclysmic future. I will try to describe the major features of the
system without going into too much detail and without trying to
assess their strengths and weaknesses.
The political
dimension.
The United Nations
Security Council was designed to prevent the emergence of an
aggressive dictator or the escalation of a small conflict into a
major confrontation because the major powers (the five permanent
members) would coordinate their responses. While it seemed fine to
empower the Council to impose its will on other countries, the Big
Five gave themselves the veto to make sure it would not happen to
them. The General Assembly was designed as a “talk shop” that
gave every state a chance to express an opinion.
Since the necessity
of major power agreement was an underlying assumption of the United
Nations Carter, one might well have expected the eruption of the Cold
War to have meant the rapid demise of the UN. While it dramatically
reduced the Security Council’s ability to manage any conflict one
of the five permanent members felt it had a stake in, it was not
completely helpless nor did it become totally irrelevant.
The General Assembly
played a key, and unexpected role, in integrating new states into the
international system when the British and French colonial empires
collapsed far sooner and more rapidly than anyone had imagined.
Equally important, the Assembly became the vehicle for developing
norms for international behavior. Sometimes those sweeping
declarations have had little effect beyond forcing some states to
indulge in hypocritical claims of virtue; other times they have led
to far reaching results, such as the creation of the Law of the Sea.
Beyond the UN,
regional organizations, most notably the European Union, developed as
major centers for resolving conflict and promoting cooperation.
An Unexpected Challenge.
The architects and
managers of the institutions that have come to define the
international system did not, could not, have foreseen the Cold War
and the evaporation of the assumption that the winners of World War
II would stick together. Nonetheless there was enough flexibility
and ambiguity in the key institutions to allow adaptation to a
changed environment. And even at the most fraught moments, a
significant amount of cooperation continued. Since the end of the
Cold War it has become increasingly apparent that the history of the
first decades of the 21st Century will revolve around the
rise of China. In the long sweep of history, more often than not
when a new power emerged on the world stage it was resisted by the
established powers and the struggle between a rising power looking
for its place in the sun and an established power clinging to its
dominance resulted in a major war.*
The question is
whether China’s drive to become a truly global power can be
accommodated within the current system. The answer will depend, I
think, on the adaptability of institutions and prudent leadership
from today’s dominant powers.
The economic
dimension.
The global ravages
of the Great Depression were understood to be exacerbated, if not
caused, the collapse of the post World War I economic system. Faced
with domestic economic problems, the major nations engaged in
so-called “Beggar-thy-neighbor” tactics like tariffs on imports
and currency manipulation in a futile attempt to heal their own
economy by drastically restricting what they bought from other
countries and simultaneously expanding what they sold to them. When
one country does that, it can get a big advantage; when everyone does
it everyone ends up far worse off.
In addition to the
challenges of creating a fair and efficient global market and and
preventing countries from playing games with their currencies, Europe
was in ruins at the end of the war and it was not clear where the
money to rebuild would come from.
Three major
institutions were created to deal with these issues.
The International
Monetary Fund (IMF) would standardize the values of currencies and
make them stable and predictable. This would both prevent currency
manipulation and would expand the supply of money in the world
economy to support more trade.
The International
Bank For Reconstruction and Development (renamed the World Bank and
reinvented as a global lending institution to promote development in
the Global South) was meant to provide the capital needed to rebuild
Europe.
And the General
Agreement on Tariffs and Trade (GATT) which morphed into the far
broader World Trade Organization(WTO), initially focused on reducing
national tariffs to promote global trade and then moved on to tackle
trade disputes that involved sneakier ways of manipulating markets
than formal tariffs.
The overall goal was
to create a global market economy. The current globalized economy is
larger, freer, and more integrated than even the wildest dream of
seventy years ago.
Technical
cooperation.
Stating the late
19th Century, states began experimenting with technical or
managerial solutions to what had been seen as political problems.
The first such organization is as good an example as any (but do
remember that cooperation can be quite boring.) As barge traffic
along the Rhine river from the Swiss Alps to the North Sea in the
Netherlands grew rapidly in the 19th Century, problems
began to mount. The Rhine goes through Switzerland, Liechtenstein,
Austria, Germany, France, and the Netherlands and a barge would have
to stop at each sovereign border, unload its cargo to be inspected
and pay taxes, and then reload the cargo. Each country had its own
rules of navigation and system of lights and buoys to mark the
channel; if the boatmen got confused or forgot the national rules,
there would be accidents. At night the barges would tie up and the
boatmen would go into town for a bite to eat and a taste of the local
brew. From time to time there were heated political discussions
between the Rhine boatmen and the locals and they’d end up in jail.
That would necessitate the intervention of diplomats and foreign
ministries to rescue their citizens from the foreigners or the toils
of some alien court system. Not likely to result in a war, but a lot
of inefficiency and hassle. The solution became The Rhine River
Commission that 1) collected all the appropriate taxes at the point
of origin so there was no need to stop at each border; 2) created a
standardized system of marking the channel and rules of the road; 3)
created a special court for trying boatmen who were foreign
nationals.
There are now 15
“specialized agencies” within the UN system and dozens outside
it, who try to foster international cooperation by governments on
common issues, usually problems that transcend national borders and
ideologies. Global climate change is not a Chinese hoax; it was
initially diagnosed by experts meeting under the auspices of the
World Meteorological Organization. Smallpox was eliminated from the
world by the World Health Organization (and they almost eliminated
polio before a combination of internal violence and the notion that
vaccinations were a foreign plot to control Muslim births in Kano
province, Nigeria stymied attempts to complete the program.)
The examples could
go on and on. If we realize that in addition to the specialized
agencies there are a host of programs within the UN that focus on
everything from agriculture to zoos, it is not an exaggeration to
suggest that there are no aspects of daily life in rich, poor and
middle income countries that are not the focus of some international
cooperation.
Importance of
Leadership
The system of
international organizations, cooperative agencies, and norms has
been, I would argue, quite successful in reducing conflict between
nations and improving the lives of every day people, as well as
identifying threats to our well being that must be addressed. But
this system, like all cooperative interactions, is not
self-sustaining.
It took a concerted
effort led by the United States to initiate the development of the
post-war order, it has required continued leadership and involvement
to maintain and expand it. The United States is not the only
significant supporter of the global order, but given its economic,
diplomatic, and military resources it has been the most important.
There are a few
hundred men and women in the United Sates who constitute a foreign
policy establishment. Some are career State or Defense Department
officials, others serve in government when “their” party holds
the White House and in think tanks and universities when the other
party holds sway, some are scholars at major research institutions.
There are significant differences on individual policies and theories
of how the world works and partisan interests, but there is a general
consensus on the utility of the current system and belief that it
should be enhanced. The general consensus on the status quo among
these folks,their dominance of the major areas of discussion of
international affairs, and their ability to absorb new members have
led some observes to give them the tongue in cheek nickname The
Blob.
The current
administration is the first since World War II to consciously try to
avoid The Blob. Many senior management positions in State and
Defense have not been filled because many of the Republican members
of The Blob were publicly anti-Trump. The President’s view that
almost any arrangement agreed to in the past is a bad deal and his
view of the world as a series of one time transactions instead of a
web of ongoing relationships threaten to dramatically alter the
United States role.
The course of the
next few years may hinge on the answer to two questions.
1) Can The Blob
fight back? One small sign that the answer is “yes, at times” is
the recent Senate action to restore some $11 billion that the Trump
budget would cut from the State Department and to put some
restrictions on the ability of Rex Tillerson to make some
controversial administrative changes. But can The Blobs prevail often
enough in crucial situations to preserve the U.S. ability to provide
leadership?
2) Can someone else
take on the job of caring for cooperation? After President Trump
announced the U.S. was leaving the Paris climate change agreement
European leaders, especially Angela Merkel of Germany, talked
seriously about assuming a leadership role. Certainly in some areas
other states can, and have in the past, played leading roles in
maintaining the system. But no other country has the global reach,
economic impact, or reservoir of expertise to maintain the consistent
level of involvement that the United States has traditionally
provided. And no other country can engage with China on so many
dimensions, both contentious and cooperative, to manage the
transition from a world in which the United States is the sole super
power to one in which China and the United States are more equally
dominant.
None of this is
meant to suggest that the international system is a Utopian order.
There are major problems undermining the effectiveness of central
institutions like the United Nations as a setting for managing
conflict or promoting cooperation. The IMF, WTO and World Bank have
been unable to solve some of the most serious problems of the
globalized capitalist economy. But it is better than the
alternative. If the United States takes its eye off the ball and
focuses on selfish sort term results, we are in greater danger of
getting the alternative.
*This pattern was first described by the ancient Greek historian Thucydides and is referred to (by The Blob) as the Thucydides Trap.
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